For New Study Design/Protocol
Submissions (Sponsor/CRO):
The
following documents are required for a new study design/protocol
submission.
- New Study Submission
Application (signed by an individual
authorized to act in a representative capacity for the Sponsor/CRO)
o
For Device Studies:
Submit one of the following:
▪
FDA Investigational Device Exemption
(IDE) Letter for the proposed use
▪
FDA Letter granting 510k clearance for
the device
▪
FDA pre-market approval (PMA) Letter (with
supplement/amendment letters) pertinent to this device
application
▪
Letter from Sponsor assessing how/why
the device is a non-significant risk (NSR) device
▪
Letter from Sponsor explaining why the
device study is exempt from IDE requirements pursuant to
21 CFR
812.2(c)
o
For Investigational New
Drug/Biologic:
Submit documentation from the FDA verifying the IND number.
o
For Investigational Use of a
Marketed Drug/Biologic: Submit documentation from the FDA verifying the IND number.
- New
Study Submission Application Form Attachments,
if applicable (i.e., SIRB Authorization Agreement, copy of Federal grant
and/or contact, Federalwide Assurance, Study-Related/Retention Materials,
Certification Letter from Professional Translation Service, etc.).
- Sub-Study materials and
documentation, if applicable
- Proposed Consent Document(s) (electronic format preferred)
- Copy of Proposed study-wide Recruitment
Materials and Study-Related/Retention Materials (instructions, diaries, etc.)
- Investigator’s Drug Brochure or
package insert (if applicable)
- Manual of Operations /
Instructions for Use – Device Studies (if
not a part of the protocol)
For New PI/Site Submissions
(Principal Investigator):
The
following documents are required for submission of Principal Investigators,
either concurrent with the protocol or as a later amendment to the study (for protocols
for which Sterling IRB is the central IRB).
- Submission Application for the
Investigator/Site (signed by the Principal Investigator)
- Submission
Application for the Investigator/Site Attachments,
if applicable (i.e., FDA 483(s), training certificates, compensation
schedule, site SOPs pertaining to the informed consent process, Site-Specific recruitment materials,
Financial Disclosure Forms,
etc.).
- Supplemental Site Form(s) with Attachments, if applicable
- Curriculum Vitae of the
Principal Investigator and Sub-Investigator(s) (include a list of previous clinical research experience and
publications)
- Copy of Principal
Investigator’s current medical license with expiration date (wallet card acceptable)
- Copy of Principal
Investigator’s DEA Registration (if
applicable)
- Copy of FDA Form 1572 (if applicable)
For Amendment to Add/Change Research
Site for Previously-Approved Principal Investigator:
The
following documents are required to request an amendment to add an additional
research site, or to replace an existing research site, for a Principal
Investigator who has already received IRB approval.
- Additional Site Submission
Application (signed by the Principal
Investigator)
- Additional Site Submission
Application Attachments, if
applicable (i.e. IRB Release Letter, FDA 483(s))
- Copy of new FDA Form 1572 (if applicable)
For Amendment to Change Principal
Investigator:
The
following documents are required to request an amendment for a change of
Principal Investigator.
- Submission Application for
Change of Principal Investigator (signed
by Principal Investigator)
OR
Submission Application for the Investigator/Site (signed by Principal Investigator)
plus Supplemental Site Form(s) (if applicable)
- Submission Application for
Change of Principal Investigator Attachments
OR
Submission Application for the Investigator/Site Attachments
- Curriculum Vitae of the new
Principal Investigator (include a
list of previous clinical research experience and publications)
- Copy of Principal
Investigator’s current medical license with expiration date (wallet card acceptable)
- Copy of Principal
Investigator’s DEA Registration (if
applicable)
- Copy of new FDA Form 1572 (if applicable)
For New Registry Study
Design/Protocol Submissions (Sponsor/CRO):
The
following documents are required for a new registry study design/protocol
submission.
- New Study Submission Application
(signed by an individual authorized
to act in a representative capacity for the Sponsor/CRO)
- New
Study Submission Application Attachments,
if applicable
- Study
Protocol
- Sub-Study materials and
documentation, if applicable
- Proposed Consent Document(s), if
applicable (electronic copy and
hard copy)
- Copy of Proposed study-wide Recruitment
Materials and Study-Related/Retention Materials (instructions, diaries, etc.)
For New Registry Study PI/Site
Submissions (Principal Investigator):
The
following documents are required for submission of Principal Investigators,
either concurrent with the protocol or as a later amendment to the registry
study (for protocols for which Sterling IRB is the central IRB).
- Registry Study Submission
Application for the Investigator/Site
(signed by the Principal
Investigator)
- Registry
Study Submission Application for the Investigator/Site Attachments, if applicable (i.e., FDA
483(s), IRB Release Letter, Financial
Disclosure Forms, etc.).
- Registry Study Supplemental
Site Form(s) with Attachments,
if applicable
- Curriculum Vitae of the
Principal Investigator and Sub-Investigator(s) (include a list of previous clinical research experience and
publications)
- Copy of Principal
Investigator’s current medical license with expiration date (wallet card acceptable)
- Copy of Principal
Investigator’s DEA Registration (if
applicable)
- Copy of FDA Form 1572 (if applicable)
For Amendment to Add/Change Research
Site for Previously-Approved Registry Study Principal Investigator:
The
following documents are required to request an amendment to add an additional
research site, or to replace an existing research site, for a Principal
Investigator who has already received IRB approval for a registry study.
- Registry Study Additional Site
Submission Application (signed by
the Principal Investigator)
- Registry Study Additional Site
Submission Application Attachments,
if applicable (i.e. IRB Release Letter, FDA 483(s))
- Copy of new FDA Form 1572 (if applicable)
For Amendment to Change Registry
Study Principal Investigator:
The
following documents are required to request an amendment for a change of
Principal Investigator for a registry study.
- Registry Study Submission
Application for Change of Principal Investigator (signed by Principal Investigator)
OR
Registry Study Submission Application for the
Investigator/Site (signed by Principal
Investigator)
plus Registry Study Supplemental Site
Form(s) (if applicable)
- Registry Study Submission
Application for Change of Principal Investigator Attachments
OR
Registry Study Submission Application for the
Investigator/Site Attachments
- Curriculum Vitae of the new registry
study Principal Investigator (include
a list of previous clinical research experience and publications)
- Copy of registry study Principal
Investigator’s current medical license with expiration date (wallet card acceptable)
- Copy of registry study Principal
Investigator’s DEA Registration (if
applicable)
- Copy of new FDA Form 1572 (if applicable)